Pornnipa Pongvitayapanu

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/1994 → 11/2024
  Pruco Securities, Llc.
  West Islip, NY
• 07/1994 → Present
  Prudential Insurance Company Of America
  West Islip, NY
• 11/2024 → Present
  Lpl Enterprise, Llc
  West Islip, NY

Previous Registrations

• 2021-06-07 → 2024-11-14
  Pruco Securities, Llc.
  West Islip, NY
  Copiague, NY
  West Islip, NY
  West Islip, NY
  Forest Hills, NY

Other Businesses

1) 11/12/2024 - Palo Agency, Inc. - Recommend, Sale, and Service for Life Insurance, Annuity, and Investment to Clients - DBA for LPL Business (entity for LPL business) - Inv Related - At West Islip, NY- Start Date 11/16/2024 - 160hrs/mth - 160hrs/mth During Trading 2) 10/09/2024 - Health Insurance Sale - Market to Prospects with Health Insurance Needs - Non-Variable Insurance - Inv Related - At West Islip, NY- Start Date 12/20/2023 - 20hrs/mth - 5hrs/mth During Trading 3) 04/30/2025-ARBOUR AGENCY, INC-President-DBA for LPL Business (entity for LPL business)-Inv related-At reported business location(s)-Start date 05/01/2025-40hrs/mth-40hrs/mth during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-11-30
• S63 Uniform Securities Agent State Law Examination
  1994-10-15