Peter Anthony Ciavaglia

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
MI	RA	APPROVED	2010-04-15

MI RA
APPROVED

Since 2010-04-15

Branch Locations

Rochester Hills, MI • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Rochester Hills	MI	01/2002	Present

01/2002 → Present

Lpl Financial Llc

Rochester Hills, MI

Previous Registrations

2011-01-07 → 2011-03-23

Pac Capital Management, Inc

Rochester Hills, MI

Other Businesses

1. 5/31/2011: DBA ONLY - PAC CAPITAL MANAGEMENT, INC. - ROCHESTER HILLS, MI. 2. 3/16/2012: OTHER-HORSE RACING - VHF RACING, LLC - IT IS AN LLC THAT OWNS HARNESS RACE HORSES. I AM THE SOLE MEMBER OF THE LLC AND MAKE DECISIONS ON ALL RACING ACTIVITIES. - TIME SPENT 1%.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2001-02-27
S63	Uniform Securities Agent State Law Examination	1999-03-09

S65 Uniform Investment Adviser Law Examination

2001-02-27
S63 Uniform Securities Agent State Law Examination

1999-03-09

Designations

Certified Financial Planner
Chartered Financial Consultant

View on SEC IAPD