Adam Ross Zucker

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2007-02-28
MO	RA	APPROVED	2001-04-17

TX RA
APPROVED_RES

Since 2007-02-28
MO RA
APPROVED

Since 2001-04-17

Branch Locations

1630 S Lindbergh Blvd, Frontenac, MO 63131 • United States

St. Louis, MO • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Ladue	MO	02/1999	Present
Bank Of America, Na	Ladue	MO	12/2009	Present

02/1999 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Ladue, MO
12/2009 → Present

Bank Of America, Na

Ladue, MO

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1994-10-26
S63	Uniform Securities Agent State Law Examination	1994-10-03

S65 Uniform Investment Adviser Law Examination

1994-10-26
S63 Uniform Securities Agent State Law Examination

1994-10-03

Other Names

Adam R Zucker

View on SEC IAPD

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Disclosures

Employment History

Exams

Other Names

Other Firms

Other Investors

Other Offices

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