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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2012-04-11
DC RA APPROVED 2009-10-19
NJ RA APPROVED 2009-03-03
  • TX RA
    APPROVED_RES
    Since 2012-04-11
  • DC RA
    APPROVED
    Since 2009-10-19
  • NJ RA
    APPROVED
    Since 2009-03-03

Branch Locations

1800 K St Nw, Washington, DC 20006 • United States

200 State Route 31, Flemington, NJ 08822 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Washington DC 04/1994 Present
Bank Of America, N.A. Washington DC 03/2015 Present
Other Businesses

I*1722283 Entity Type: For Profit Name of OBA: Extreme Sports Gun Runners llc Address:Newton, NJ Investment Related:No Position, Title, Association:Employee Employee Start Date:01/01/2005 No Hours: 0 No Hours during trading:0 Duties:It is no longer used, we are trying to close it

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-02-27
S63 Uniform Securities Agent State Law Examination 1994-09-06
  • S65 Uniform Investment Adviser Law Examination
    2009-02-27
  • S63 Uniform Securities Agent State Law Examination
    1994-09-06
Other Names
  • Robert G Huber

View on SEC IAPD

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