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Randall Scott Carr

Wells Fargo Clearing Services, LLC

Suffolk, VA

Franklin, VA

CRD 2523469

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-08-29
VA RA APPROVED 1999-10-01
  • TX RA
    APPROVED_RES
    Since 2013-08-29
  • VA RA
    APPROVED
    Since 1999-10-01

Branch Locations

400 N Main St [Profit Formula], Suffolk, VA 23434 • United States

116 N Main St [Profit Formula], Franklin, VA 23851 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Suffolk VA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Suffolk VA 11/2016 Present
Other Businesses

CO-TRUSTEE FOR FATHER'S TRUST, INV RELATED, WINDSOR, VA, START: 1/13/2023, 1 HR/MONTH, 0 HRS DURING TRADING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-12-07
S63 Uniform Securities Agent State Law Examination 1995-09-27
  • S65 Uniform Investment Adviser Law Examination
    1995-12-07
  • S63 Uniform Securities Agent State Law Examination
    1995-09-27

View on SEC IAPD

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Richard Pope Reese
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Nearby Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Suffolk, VA
EDWARD JONES · SUFFOLK, VA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · SUFFOLK, VA

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