Matthew Kelly Warren

Employer firm

Private Advisor Group, LLC CRD 155216

$44.3B regulatory AUM 1,033 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2015 → Present
  Private Advisor Group, Llc
  Morristown, NJ
• 11/2015 → Present
  Lpl Financial Llc
  Princeton, NJ

Previous Registrations

• 2002-07-30 → 2015-12-17
  Ameriprise Financial Services, Llc
  Princeton, NJ

Other Businesses

1. 11/20/2015 - Warren and Associates Wealth Management/ DBA for LPL Business (entity for LPL business)/ 100%/ PRINCETON, NJ. 2. 12/9/2015: Warren and Associates Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start 12/2015 - Time Spent 100%. 3. 12/09/2015 - Private Advisor Group, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Start Date 12/2015 - 160 Hours Per Month - Time Spent 100% - I provide investment advisory services through Independent Advisor Alliance, an independent investment advisor firm. I started this business activity in 10/2015 I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 08/19/2022 - MKW INVESTMENT HOLDINGS, LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date - 07/31/2022 - 5 Hours Per Month/5 Hours During Securities Trading

Exams

• S63 Uniform Securities Agent State Law Examination
  1994-08-12