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Sean Andrew Mcleod

Dana Investment Advisors Inc

Waukesha, WI

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Current Employers
Dana Investment Advisors Inc

20700 Swenson Drive, Suite 400, Waukesha, WI 53186-0904 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2021-11-30
  • WI RA
    APPROVED
    Since 2021-11-30

Branch Locations

20700 Swenson Drive, Suite 400, Waukesha, WI 53186-0904 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Dana Investment Advisors, Inc. Waukesha WI 10/2016 Present
Previous Registrations
  • 1998-09-16 → 2004-04-27
    M&I Investment Management Corp.
    Milwaukee, WI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-07-29
  • S65 Uniform Investment Adviser Law Examination
    1998-07-29
Designations

View on SEC IAPD

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Other Investors

BRIAN VICTOR LEHKY
MARK RICHARD MIRSBERGER
MIKHAIL I ALKHAZOV
STEVEN ALLEN JAEGER
NOAMAN A.Q. SHARIEF
JEROME JOSEPH VERANTH
MATTHEW ROBERT SLOWINSKI
DANIEL GLENN SIEVERS

Other Offices

DANA INVESTMENT ADVISORS INC · Waukesha, WI
RAYMOND JAMES & ASSOCIATES, INC. · Waukesha, WI
WELLS FARGO CLEARING SERVICES, LLC · WAUKESHA, WI
WORLD INVESTMENT ADVISORS, LLC · Waukesha, WI
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WAUKESHA , WI
OSAIC WEALTH, INC. · WAUKESHA, WI
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · Waukesha, WI
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Waukesha, WI

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