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Matthew William Mathias

Mai Capital Management, LLC

Naples, FL

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Current Employers
Mai Capital Management, Llc

6050 Oak Tree Blvd Suite 500, Cleveland, OH 44131 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-06-15
  • FL RA
    APPROVED
    Since 2021-06-15

Branch Locations

5551 Ridgewood Drive Suite 300, Naples, FL 34108 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mwm Investment Consulting, Llc Naples FL 04/2009 04/2021
Mai Capital Management Llc Naples FL 05/2021 Present
Previous Registrations
  • 2009-09-15 → 2021-05-07
    Mwm Investment Consulting, Llc
    Naples, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-06-15
S63 Uniform Securities Agent State Law Examination 1994-08-15
  • S66 Uniform Combined State Law Examination
    2009-06-15
  • S63 Uniform Securities Agent State Law Examination
    1994-08-15

View on SEC IAPD

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SYNOVUS SECURITIES, INC. · NAPLES, FL
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