Paul K San

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2013 → 10/2022
  J.P.MOrgan Securities Llc
  Thousand Oaks, CA
• 10/2022 → Present
  Wells Fargo Clearing Services, Llc
  Santa Barbara, CA

Previous Registrations

• 2013-05-31 → 2022-10-22
  J.P. Morgan Securities Llc
  Newbury Park, CA
  Thousand Oaks, CA
  Newbury Park, CA
  Newbury Park, CA
  Thousand Oaks, CA
• 2011-01-03 → 2013-05-31
  Wells Fargo Clearing Services, Llc
  Ventura, CA
  Ventura, CA
  San Luis Obispo, CA
  Ventura, CA
• 2007-10-03 → 2011-01-03
  Wells Fargo Investments, Llc
  Ventura, CA

Other Businesses

RENTAL PROPERTY, INV RELATED, PINE MOUNTAIN CLUB, CA, 100% OWNERSHIP WITH SPOUSE, START 12/15/2018, 1 HOUR PER MONTH, ZERO HOURS DURING TRADING.

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-02-27
• S63 Uniform Securities Agent State Law Examination
  1994-11-22

Designations

• Certified Financial Planner

Other Names

• Paul Kien San