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Derek Allen Cook

Blackrock Financial Management, Inc

Westfield, IN

New York, NY

CRD 2522692

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Employer firm

Blackrock Financial Management, Inc CRD 107105

$1.60T regulatory AUM 137 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Blackrock Financial Management, Inc

50 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-02-03
IN RA APPROVED 2011-05-27
  • NY RA
    APPROVED
    Since 2022-02-03
  • IN RA
    APPROVED
    Since 2011-05-27

Branch Locations

Westfield, IN • United States

50 Hudson Yards, New York, NY 10001 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Blackrock Investments, Llc Plainsboro NJ 05/2011 Present
  • 05/2011 → Present
    Blackrock Investments, Llc
    Plainsboro, NJ
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1995-03-20
S65 Uniform Investment Adviser Law Examination 1995-03-20
  • S63 Uniform Securities Agent State Law Examination
    1995-03-20
  • S65 Uniform Investment Adviser Law Examination
    1995-03-20

View on SEC IAPD

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