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Keith Brian Southwick

Straitgate Financial L.L.C.

Northville, MI

CRD 2522404

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Employer firm

Straitgate Financial L.l.c. CRD 124798

$18.1M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Straitgate Financial L.L.C.

Northville, MI • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2025-01-01
IL RA APPROVED 2020-05-13
  • MI RA
    APPROVED
    Since 2025-01-01
  • IL RA
    APPROVED
    Since 2020-05-13

Branch Locations

Northville, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Straitgate Financial Llc Northville MI 01/2010 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1994-08-10
  • S63 Uniform Securities Agent State Law Examination
    1994-08-10
Designations
  • Certified Financial Planner
  • Chartered Financial Consultant

View on SEC IAPD

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