Cathy Ann Elia

Current Employers

Employment History

• 06/2011 → 11/2017
  Invest Financial Corp
  Rochester, NY
• 11/2017 → 06/2024
  Securities America, Inc.
  Rochester, NY
• 11/2017 → 06/2024
  Securities America Advisors
  Rochester, NY
• 06/2024 → Present
  Osaic Wealth, Inc.
  Rochester, NY
• 06/2024 → Present
  Osaic Wealth, Inc.
  Rochester, NY

Previous Registrations

• 2021-08-11 → 2024-06-14
  Securities America Advisors, Inc.
  Pittsford, NY
  Rochester, NY

Other Businesses

1. NY Long Term Care Brokers Position: ltc - Nature: A older established OBA which was used for LTC. I no longer utilize the OBA however, there are existing LTC contracts - Investment Related: No - Hours: 0 - Securities Trading Hours: 0 - Start Date: 01/01/2010 Address: 11 Executive Park Dr, Clifton Park NY 12065 2. AHRENS BENEFITS CO POSITION: sales NATURE: Medicare Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 15 START DATE: 09/01/2016 ADDRESS: 332 Sweet Acres, Rochester NY 14612 DESCRIPTION: help people 65+ enroll in Medicare benefits 3. SAA POSITION: representative NATURE: investment advisory fee based INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 12/01/2017 ADDRESS: 109 S Union Street, Ste 335, Rochester NY 14607 DESCRIPTION: Envestnet platform 4. ENVISION WEALTH & HEALTH POSITION: owner NATURE: To establish an S Corp. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 06/28/2022 ADDRESS: 240 Olde Harbour Trail, Rochester NY 14612 DESCRIPTION: provide financial and insurance services 5. AHRENS BENEFITS CO POSITION: sales NATURE: Medicare Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 15 START DATE: 09/01/2016 ADDRESS: 332 Sweet Acres, Rochester NY 14612, United States DESCRIPTION: help people 65+ enroll in Medicare benefits

Exams

• S63 Uniform Securities Agent State Law Examination
  1999-07-06

Other Names

• Cathy Ann Campbell