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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-10-26 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Deerfield | IL | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Deerfield | IL | 11/2016 | 10/2023 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Dallas | TX | 10/2023 | Present |
| Bank Of America N.A. | Dallas | TX | 12/2023 | Present |
BIRTHPOINTE LLC, NOT INV RELATED, IRVING, TX, 100% OWNERSHIP WITH SPOUSE, START 11/15/2017, 10 HOURS PER MONTH, ZERO DURING TRADING, WOMENS HEALTH AND MIDWIFERY SERVICES MARKETING AND BOOKKEEPING. REAGAN REID ENTERPRISES INC., INV RELATED, IRVING, TX, 100% OWNERSHIP WITH SPOUSE, START 1/13/2023, 15 HOURS PER MONTH, 15 HOURS DURING TRADING, BUSINESS MANAGER OF WOMEN'S HEALTH CLINIC AND HOLDING PRIVATE INVESTMENTS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-09-04 |
| S63 | Uniform Securities Agent State Law Examination | 1994-10-14 |
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