Best Investors
Account
Sign in
Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-12-04 |
| MD | RA | APPROVED | 2019-12-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Annapolis | MD | 05/2018 | Present |
| Unemployed / Stay At Home Mom | Annapolis | MD | 03/2014 | 05/2018 |
| Scopemicro Dba Michelle Jarboe Bowman | Annapolis | MD | 05/2015 | 03/2018 |
I*: 3010267 Entity Type: Fiduciary Name of OBA: POA for GMB Address: Arnold,Maryland21012 Investment Related: N Position, Title, Association: POA Employee Start Date: 01/02/2025 No Hours: 10 Hr/YR No Hours during trading: 0 Duties:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-12-02 |
| S63 | Uniform Securities Agent State Law Examination | 1996-06-03 |
Reach out to this advisor