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Matthew John Healy

LPl Financial LLC

Fremont, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-10-13
  • CA RA
    APPROVED
    Since 2025-10-13

Branch Locations

39150 Fremont Blvd Fl 4, Fremont, CA 94538 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
U.S. Bank San Francisco CA 06/2012 08/2022
U.S. Bancorp Investments, Inc. San Francisco CA 08/2012 08/2022
Lpl Financial Llc Redwood City CA 12/2022 02/2025
Unemployed Redwood City CA 09/2022 12/2022
Fremont Bank Fremont CA 06/2025 Present
Lpl Financial Fremont CA 06/2025 Present
Job Search/Unemployed Redwood City CA 02/2025 06/2025
  • 06/2012 → 08/2022
    U.S. Bank
    San Francisco, CA
  • 08/2012 → 08/2022
    U.S. Bancorp Investments, Inc.
    San Francisco, CA
  • 12/2022 → 02/2025
    Redwood City, CA
  • 09/2022 → 12/2022
    Unemployed
    Redwood City, CA
  • 06/2025 → Present
    Fremont Bank
    Fremont, CA
  • 06/2025 → Present
    Lpl Financial
    Fremont, CA
  • 02/2025 → 06/2025
    Job Search/Unemployed
    Redwood City, CA
Other Businesses

1-06/2025-/"Investment products and services are offered through LPL Financial LLC using the DBA/trade name-FB Investment Services / INVESTMENT RELATED / AT BUSINESS LOCATION 2- 06/2025 / Healy Insurance Services / Non-Variable Insurance Trails Only / INVESTMENT RELATED / 1 HRS MNTH / 1 HRS DURING TRADING / START 06/01/1996

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-10-10
S63 Uniform Securities Agent State Law Examination 1994-07-21
  • S66 Uniform Combined State Law Examination
    2025-10-10
  • S63 Uniform Securities Agent State Law Examination
    1994-07-21
Other Names
  • Matt Healy

View on SEC IAPD

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