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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-10-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| U.S. Bank | San Francisco | CA | 06/2012 | 08/2022 |
| U.S. Bancorp Investments, Inc. | San Francisco | CA | 08/2012 | 08/2022 |
| Lpl Financial Llc | Redwood City | CA | 12/2022 | 02/2025 |
| Unemployed | Redwood City | CA | 09/2022 | 12/2022 |
| Fremont Bank | Fremont | CA | 06/2025 | Present |
| Lpl Financial | Fremont | CA | 06/2025 | Present |
| Job Search/Unemployed | Redwood City | CA | 02/2025 | 06/2025 |
1-06/2025-/"Investment products and services are offered through LPL Financial LLC using the DBA/trade name-FB Investment Services / INVESTMENT RELATED / AT BUSINESS LOCATION 2- 06/2025 / Healy Insurance Services / Non-Variable Insurance Trails Only / INVESTMENT RELATED / 1 HRS MNTH / 1 HRS DURING TRADING / START 06/01/1996
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-10-10 |
| S63 | Uniform Securities Agent State Law Examination | 1994-07-21 |
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