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11215 N. Community House Rd. Ste. 775, Charlotte, NC 28277 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2015-10-31 |
| SC | RA | APPROVED | 2015-10-02 |
Branch Locations
12610 N. Community House Road Suite 204, Charlotte, NC 28277 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Charlotte | NC | 10/2015 | Present |
| Independent Advisor Alliance | Charlotte | NC | 10/2015 | Present |
(1) 11/18/2015: Independent Advisor Alliance - Registered Investment Advisor - DBA: (HYbrid) Independent Advisor Alliance - Investment Related - 12610 N. Community House Rd Suite 204 Charlotte NC 28277 - 180 Hr/Mo - IAR (2) 02/01/2016: Dixon Wells and Di Broker - Non-Variable Insurance - Investment Related - 4777 Sharon Rd Suite 540, Charlotte NC 28210 - Start 01/25/2016 - 3 Hr/Mo; 1 Hour(s) During Securities Trading - Agent. Insurance Types: Life, Disability, LTC, Fixed Annuities (4) 04/07/2022: Independent Advisor Alliance - Registered Investment Advisor DBA - DBA: (Hybrid) Hensley Retirement Planning - Investment Related - Charlotte, NC - Start 04/07/2022 - 160 Hr/Mo; 8 Hour(s) During Securities Trading (5) 05/10/2016: Financial Consultants Network Inc. - Business Entity For Tax/Investment Purposes Only - Investment Related - Books are records are kept with my CPA, Kelly Washer 402 Springcrest Dr, Fort Mill SC 29715 - Start 05/11/2016 - 2 Hr/Mo; 0 Hour(s) During Securities Trading - The only source of revenue for this entity will be fees and commissions from the following entities: Blackbridge Financial (Independent Advisors alliance), LPL Financial, and other approved OBA's that generage commissions from the following products life, disability, long term care, and fixed annuities (6) 4/9/2018 - No Business Name - Investment Related - Home Based - Tax Prep/Accounting/CPA - Tax Preparer - Started 03/30/2018 - 2 Hours Per Month/1 Hour During Securities Trading. (7) 5/11/2021 - Hensley Retirement Planning - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 4/19/2021 - 160 Hours Per Month/8 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-07-24 |
| S63 | Uniform Securities Agent State Law Examination | 1994-08-29 |
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