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Barbara Schroeder

Wells Fargo Advisors Financial Network, LLC

Jacksonville, FL

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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-08-07
TX RA APPROVED 2023-08-04
  • FL RA
    APPROVED
    Since 2023-08-07
  • TX RA
    APPROVED
    Since 2023-08-04

Branch Locations

5011 Gate Parkway Suite 200 Building 100, Jacksonville, FL 32256 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Jacksonville FL 05/2009 11/2016
Wells Fargo Clearing Services, Llc Jacksonville FL 11/2016 08/2023
Wells Fargo Advisors Financial Network, Llc Jacksonville FL 08/2023 Present
Previous Registrations
  • 2003-07-01 → 2023-08-04
    Wells Fargo Clearing Services, Llc
    Jacksonville, FL
    Jacksonville, FL
    Jacksonville, FL
  • 1997-01-03 → 2003-07-01
    Prudential Equity Group, Llc
    Jacksonville, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-09-10
S63 Uniform Securities Agent State Law Examination 1995-05-26
  • S65 Uniform Investment Adviser Law Examination
    1999-09-10
  • S63 Uniform Securities Agent State Law Examination
    1995-05-26
Other Names
  • Barbara Ellen Schroeder

View on SEC IAPD

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