Best Investors Account Sign in
Current Employers
Rockefeller Capital Management

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2025-11-02
TX RA APPROVED 2025-11-02
  • CT RA
    APPROVED
    Since 2025-11-02
  • TX RA
    APPROVED
    Since 2025-11-02

Branch Locations

300 First Stamford Place Suite 230, Stamford, CT 06902 • United States

Rockefeller Financial Llc

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-06-29
CT RA APPROVED 2020-07-10
  • TX RA
    APPROVED
    Since 2021-06-29
  • CT RA
    APPROVED
    Since 2020-07-10

Branch Locations

300 First Stamford Place Suite 230, Stamford, CT 06902 • United States

45 Rockefeller Plaza, New York, NY 10111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P Morgan Securities Llc White Plains NY 04/2011 07/2020
J.P Morgan Chase Bank White Plains NY 04/2011 07/2020
Rockefeller Financial Llc New York NY 07/2020 Present
Rock & Co Llc New York NY 07/2020 Present
Previous Registrations
Other Businesses

Entity Name: SHARON EDER DDS Investment related: No Address: 91 MT. KISCO NY Nature of the other business: Spouse's Orthodontics dental practice Position/Title/Relationship: Advisor Start Date: 02-Jan-2019 Approximate # of hours a month: 4 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Help with the books as needed.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-01-16
S63 Uniform Securities Agent State Law Examination 2006-03-08
  • S66 Uniform Combined State Law Examination
    2007-01-16
  • S63 Uniform Securities Agent State Law Examination
    2006-03-08
Other Names
  • David P Eder

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Stamford, CT

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor