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45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2025-11-02 |
| TX | RA | APPROVED | 2025-11-02 |
Branch Locations
300 First Stamford Place Suite 230, Stamford, CT 06902 • United States
45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-06-29 |
| CT | RA | APPROVED | 2020-07-10 |
Branch Locations
300 First Stamford Place Suite 230, Stamford, CT 06902 • United States
45 Rockefeller Plaza, New York, NY 10111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P Morgan Securities Llc | White Plains | NY | 04/2011 | 07/2020 |
| J.P Morgan Chase Bank | White Plains | NY | 04/2011 | 07/2020 |
| Rockefeller Financial Llc | New York | NY | 07/2020 | Present |
| Rock & Co Llc | New York | NY | 07/2020 | Present |
Entity Name: SHARON EDER DDS Investment related: No Address: 91 MT. KISCO NY Nature of the other business: Spouse's Orthodontics dental practice Position/Title/Relationship: Advisor Start Date: 02-Jan-2019 Approximate # of hours a month: 4 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Help with the books as needed.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-01-16 |
| S63 | Uniform Securities Agent State Law Examination | 2006-03-08 |
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