Bradley Thomas Boeckman

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2024-04-04
TX	RA	APPROVED_RES	2010-03-04
OH	RA	APPROVED	2008-03-17

FL RA
APPROVED

Since 2024-04-04
TX RA
APPROVED_RES

Since 2010-03-04
OH RA
APPROVED

Since 2008-03-17

Branch Locations

Avon Lake, OH • United States

Bonita Springs, FL • United States

2055 Crocker Road, Westlake, OH 44145 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	Westlake	OH	03/2008	Present

03/2008 → Present

Ubs Financial Services Inc

Westlake, OH

Previous Registrations

2000-05-11 → 2008-03-27

Citigroup Global Markets Inc.

Cleveland, OH

Cleveland, OH

Other Businesses

Boy Scouts of America - Cleveland Council / 2241 Woodland Ave. Cleveland,OH 44115 / Other/ Charities, Cultural, Educational & Political Organisations / teaching life leadership skills to boys / Other / ad hoc committee to assist with one of their annual fund raisers / Making several phone calls to people in the community for the annual fund raiser / Start Date 09/05/2016/ 501(c)3 / 1-2 hours a month

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1994-09-19
S65	Uniform Investment Adviser Law Examination	1994-09-15

S63 Uniform Securities Agent State Law Examination

1994-09-19
S65 Uniform Investment Adviser Law Examination

1994-09-15

View on SEC IAPD