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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-16 |
Branch Locations
800 Westchester Avenue 4Th Floor Suite N409, Rye Brook, NY 10573 • United States
Yorktown Heights, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Park Avenue Securities | Rye Brook | NY | 02/2009 | Present |
| Guardian Life Insurance Compnay Of America | Rye Brook | NY | 02/2009 | Present |
| Guardian Life Insurance Compnay | Yorktown Heights | NY | 06/2024 | Present |
| Park Avenue Securities | Yorktown Heights | NY | 06/2024 | Present |
1. Mortgage Broker Mortgage Broker that "arranges loans" through third party lenders. I am not a lender, merely a facilitator. Start: 12/20/2010 Address: 15 North Mill St. Nyack, NY 10960 Hrs per month - tot/bus: 40/35 Investment related >10% annual compensation 2. Outside Insurance Sales I will do long term care, disability or life insurance outside of what Guardian has to offer. Start: 09/30/2019 Address: 800 Westchester Ave. #N409 Rye Brook, NY 10573 2 bus hrs per month Investment related 3. Musician From time to time I may be compensated for my musical abilities (sale of songs, concerts, lessons etc). Start: 09/30/2019 Address: 3 Mancini Dr Yorktown Heights, NY 10598 10 non bus hrs per month Not investment related
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2009-07-03 |
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