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Jeffrey Robert Percy

Wells Fargo Clearing Services, LLC

Charleston, SC

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-11-15
SC RA APPROVED 2005-09-27
  • TX RA
    APPROVED_RES
    Since 2019-11-15
  • SC RA
    APPROVED
    Since 2005-09-27

Branch Locations

320 Broad St, Charleston, SC 29401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Charleston SC 05/2009 11/2016
Wells Fargo Clearing Services, Llc Charleston SC 11/2016 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-09-20
S63 Uniform Securities Agent State Law Examination 1994-09-19
  • S65 Uniform Investment Adviser Law Examination
    2005-09-20
  • S63 Uniform Securities Agent State Law Examination
    1994-09-19
Other Names
  • Jeff Percy

View on SEC IAPD

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