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Walter Hugh Brown

Equitable Advisors, LLC

Melville, NY

CRD 2520963

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Employer firm

Equitable Advisors, LLC CRD 6627

$42.5B regulatory AUM 171,648 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-10-05
  • NY RA
    APPROVED
    Since 2024-10-05

Branch Locations

395 North Service Road Suite 206, Melville, NY 11747 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
American Portfolios Financial Services Holbrook NY 09/2013 10/2024
Equitable Advisors, Llc New York NY 10/2024 Present
  • 09/2013 → 10/2024
    American Portfolios Financial Services
    Holbrook, NY
  • 10/2024 → Present
    New York, NY
Previous Registrations
  • 2013-09-27 → 2024-10-11
    American Portfolios Advisors, Inc
    Holbrook, NY
Other Businesses

1) WALTER H BROWN LLC (OWNER) -NOT INVESTMENT RELATED. USED FOR TRANFERING MONEY FOR BUSINESS EXPENSES. 2) INDEPENDENT AGENT - OUTSIDE INSURANCE (FIXED).

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1994-08-25
  • S63 Uniform Securities Agent State Law Examination
    1994-08-25

View on SEC IAPD

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