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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2014-11-20
CT RA APPROVED 2014-07-24
  • TX RA
    APPROVED
    Since 2014-11-20
  • CT RA
    APPROVED
    Since 2014-07-24

Branch Locations

301 Tresser Blvd, Stamford, CT 06901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Stamford CT 06/2014 Present
Bank Of America, N.A. Stamford CT 10/2014 Present
Other Businesses

I*129506 For profit or not for profit: For-Profit Organization Name of outside business organization: Kradyl LLC Investment related: N Address of business: Westport, Connecticut 06880 Nature of business: LLC, Position, title, association: General Partner, Start date of relationship: 1/1/2020 Number of hours devoted: 20 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: I am the managing member of an single member LLC. Kradyl LLC manufactures and markets a sporting goods accessories. I*133912 For profit or not for profit: Non-Profit Organization Name of outside business organization: Staples HS Lacrosse Association Investment related: N Address of business: Westport, Connecticut 06880 Nature of business: Charitable Organization, Position, title, association: Advisory Board Member, Start date of relationship: 6/1/2020 Number of hours devoted: 100 hour(s) Annually Number of hours devoted during trading hours: 5 Duties: SLA is a fundraising body for Staples HS varsity lacrosse. The funds we raising thru carwashes, golf outings and gatherings support strength training, coaches salaries, and equipment required to have a world class HS lacrosse program.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-07-23
S63 Uniform Securities Agent State Law Examination 1994-12-15
  • S66 Uniform Combined State Law Examination
    2014-07-23
  • S63 Uniform Securities Agent State Law Examination
    1994-12-15
Other Names
  • Edward John Iannone

View on SEC IAPD

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