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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2014-11-20 |
| CT | RA | APPROVED | 2014-07-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Stamford | CT | 06/2014 | Present |
| Bank Of America, N.A. | Stamford | CT | 10/2014 | Present |
I*129506 For profit or not for profit: For-Profit Organization Name of outside business organization: Kradyl LLC Investment related: N Address of business: Westport, Connecticut 06880 Nature of business: LLC, Position, title, association: General Partner, Start date of relationship: 1/1/2020 Number of hours devoted: 20 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: I am the managing member of an single member LLC. Kradyl LLC manufactures and markets a sporting goods accessories. I*133912 For profit or not for profit: Non-Profit Organization Name of outside business organization: Staples HS Lacrosse Association Investment related: N Address of business: Westport, Connecticut 06880 Nature of business: Charitable Organization, Position, title, association: Advisory Board Member, Start date of relationship: 6/1/2020 Number of hours devoted: 100 hour(s) Annually Number of hours devoted during trading hours: 5 Duties: SLA is a fundraising body for Staples HS varsity lacrosse. The funds we raising thru carwashes, golf outings and gatherings support strength training, coaches salaries, and equipment required to have a world class HS lacrosse program.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-07-23 |
| S63 | Uniform Securities Agent State Law Examination | 1994-12-15 |
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