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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-06-15 |
| NJ | RA | APPROVED | 2002-07-26 |
Branch Locations
2021 New Rd 12 Linwood Professional Plaza, Linwood, NJ 08221-1045 • United States
Ocean City, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | W. Consttohocken | PA | 07/1994 | 03/2020 |
| Ameriprise Financial Services, Llc | Linwood | NJ | 03/2020 | Present |
Business Ownership; FWF2018,LLC; owner; Sole business purpose is to facilitate the operation of our shared franchise office suite.; 2021 New road, suite 12, , linwood, NJ, 08221; Not Investment-Related; 01/21/2019; 1 to 9 hours per month; 1 to 9 during trading hours. Board of Directors; Ocean City Exchange club Borad of directors; President; po box 657, , ocean city, NJ, 08226; Not Investment-Related; 07/01/2025; 10 to 19 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-03-21 |
| S63 | Uniform Securities Agent State Law Examination | 1994-08-31 |
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