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Chris J Fath

J.P. Morgan Securities LLC

New Orleans, LA

Boston, MA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-08-02
LA RA APPROVED 2008-10-01
  • TX RA
    APPROVED_RES
    Since 2024-08-02
  • LA RA
    APPROVED
    Since 2008-10-01

Branch Locations

201 Saint Charles Ave Floor 28, New Orleans, LA 70170 • United States

50 Rowes Wharf, Boston, MA 02110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Securities Llc New Orleans LA 07/2006 Present
Jpmorgan Chase Bank Na New Orleans LA 01/2017 Present
  • 07/2006 → Present
    Jpmorgan Securities Llc
    New Orleans, LA
  • 01/2017 → Present
    Jpmorgan Chase Bank Na
    New Orleans, LA
Previous Registrations
  • 2006-09-27 → 2008-10-01
    J.P. Morgan Securities Inc.
    New Orleans, LA
  • 2002-04-03 → 2006-09-27
    Banc One Securities Corporation
    New Orleans, LA
    Chicago, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-11-09
S63 Uniform Securities Agent State Law Examination 1994-10-18
  • S65 Uniform Investment Adviser Law Examination
    2001-11-09
  • S63 Uniform Securities Agent State Law Examination
    1994-10-18
Other Names
  • Chris Joseph Fath

View on SEC IAPD

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Other Offices

MONTZ HARCUS WEALTH MANAGEMENT · NEW ORLEANS, LA
BEACON POINTE ADVISORS, LLC · NEW ORLEANS, LA
EDWARD JONES · NEW ORLEANS, LA
LPL FINANCIAL LLC · NEW ORLEANS, LA
STATE FARM INVESTMENT MANAGEMENT CORP. · New Orleans, LA
STATE FARM INVESTMENT MANAGEMENT CORP. · NEW ORLEANS, LA
LPL FINANCIAL LLC · NEW ORLEANS, LA
CETERA INVESTMENT ADVISERS LLC · NEW ORLEANS, LA

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