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LPl Enterprise, LLC CRD 8733
$24.9B regulatory AUM 12,118 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-11-14 |
Branch Locations
3333 Michelson Drive Suite 820, Irvine, CA 92612 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Don Wash Memorial Auditorium | Garden Grove | CA | 09/1986 | Present |
| Don Wash Memorial Auditorium | Garden Grove | CA | 09/1986 | 05/2018 |
| Pruco Securities, Llc | City Of Industry | CA | 12/1996 | 11/2024 |
| The Prudential Insurance Company Of America | City Of Industry | CA | 11/1996 | Present |
| Lpl Enterprise, Llc | Irvine | CA | 11/2024 | Present |
1) 11/14/2024 - None - Real Estate Rental - Condo - INV Related - At Westminster, CA - Start Date 06/07/1999 - 0hrs/mth - 0hrs During Trading 2) 11/14/2024 - Alvord/Argus - Real Estate Rental - Duplex - INV Related - At Ridgecrest, CA - Start Date 01/06/2022 - 1hrs/mth - 0hrs During Trading 3) 11/14/2024 - Warner - Real Estate Rental - Duplex - INV Related - At Ridgecrest, CA - Start Date 10/03/2024 - 1hrs/mth - 0hrs During Trading 4) 11/14/2024 - CNUSD - Coach/ Sports/ Fitness - HS Asst LaCrosse coach - Not INV Related - At Corona, CA - Start Date 01/08/2024 - 2hrs/mth - 0hrs During Trading 5) 02/03/2025 - Centennial HS - Coach/ Sports/ Fitness - La Crosse coach - Not INV Related - At Corona, CA - Start Date 01/01/2024 - 25hrs/mth - 0hrs During Trading 6) 02/03/2025 - Liberty Mutual - Property and Casualty - INV Related - At Irvine, CA - Start Date 01/27/1997 - 120hrs/mth - 120hrs During Trading 7) 07/08/2025 - Prudential Sponsored Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Inv related - At reported business location(s)
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-09-01 |
| S63 | Uniform Securities Agent State Law Examination | 1994-08-05 |
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