James Edward Sicilian

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-04-12

NY RA
APPROVED

Since 2021-04-12

Branch Locations

Bayside, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Fire Department City Of New York	New York	NY	11/1999	Present
Quest Capital Strategies	Laguna Hills	CA	04/2004	12/2019
Chubby Checks	Bayside Hills	NY	10/2003	Present
Sandbox Realty	Edgewater	NJ	01/2010	Present
Sa Stone Wealth Management Inc.	Birmingham	AL	12/2019	07/2020
Cetera Financial Specialists Llc	Schaumburg	IL	07/2020	Present
Cetera Investment Advisers Llc	Schaumburg	IL	07/2020	Present

11/1999 → Present

Fire Department City Of New York

New York, NY
04/2004 → 12/2019

Quest Capital Strategies

Laguna Hills, CA
10/2003 → Present

Chubby Checks

Bayside Hills, NY
01/2010 → Present

Sandbox Realty

Edgewater, NJ
12/2019 → 07/2020

Sa Stone Wealth Management Inc.

Birmingham, AL
07/2020 → Present

Cetera Financial Specialists Llc

Schaumburg, IL
07/2020 → Present

Cetera Investment Advisers Llc

Schaumburg, IL

Other Businesses

1)FDNY; BROOKLYN, NY; NON-INVESTMENT RELATED; FIREFIGHTER; SINCE 11/1999; 160 HRS/MO 2)SANDBOX REALTY; EDGEWATER, NJ; NON-INVESTMENT RELATED; COMMERCIAL LEASING; SINCE 06/2020; 16 HOURS/MO 3)CHUBBY CHECKS; BAYSIDE HILLS, NY; NON-INVESTMENT REALTED; CONSULTING FOR RETAIL LEASING MARKET IN NY; 20 HRS/MO; SINCE 07/2003 4) NAME OF OTHER BUSINESS: JAMES SICILIAN; INVESTMENT RELATED: NO; ADDRESS: 214-03 38TH AVENUE BAYSIDE NY 11361; NATURE OF BUSINESS: RENTAL MANAGEMENT; START DATE: 7/2015; POSITION/TITLE/RELATIONSHIP: OWNER/MANAGER; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 2; BRIEF DESCRIPTION OF DUTIES: RENTALS ON AIRBNB, CUSTOMER SERVICE, HOUSEKEEPING, DAY TO DAY OPERATIONS;

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1994-08-18

S63 Uniform Securities Agent State Law Examination

1994-08-18

Other Names

Jimmy Edward Sicilian

View on SEC IAPD