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Eric Jason Fields

Nfsg Corporation

Northbrook, IL

Boca Raton, FL

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Current Employers
Nfsg Corporation

1200 North Federal Highway Suite 400, Boca Raton, FL 33432 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2010-07-06
  • IL RA
    APPROVED
    Since 2010-07-06

Branch Locations

Northbrook, IL • United States

1200 North Federal Highway Suite 400, Boca Raton, FL 33432 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Newbridge Securities Corporation Boca Raton FL 07/2010 Present
Nfsg Corporation Boca Raton FL 07/2010 Present
  • 07/2010 → Present
    Newbridge Securities Corporation
    Boca Raton, FL
  • 07/2010 → Present
    Nfsg Corporation
    Boca Raton, FL
Previous Registrations
  • 2008-03-06 → 2009-09-04
    Chicago Investment Group, Llc
    Chicago, IL
  • 2003-06-24 → 2006-08-09
    Ameriprise Advisor Services, Inc.
    Northbrook, IL
    Northbrook, IL
  • 2003-03-11 → 2003-06-25
    Choreo, Llc
    Glenview , IL
Other Businesses

1) H&B FIELDS INC.: GLENVIEW, IL, CORPORATION, DISTRIBUTION/SALES/DRIVER, MAR/2012, DELIVERY OF PRODUCTS, 5%.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-02-22
S63 Uniform Securities Agent State Law Examination 1994-10-11
  • S65 Uniform Investment Adviser Law Examination
    2001-02-22
  • S63 Uniform Securities Agent State Law Examination
    1994-10-11

View on SEC IAPD

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