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Steven Michael Ayer

Hightower Advisors, LLC

Chicago, IL

Norwich, CT

CRD 2520471

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Employer firm

Hightower Advisors, LLC CRD 145323

$199B regulatory AUM 500 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Hightower Advisors, Llc

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2020-01-02
  • CT RA
    APPROVED
    Since 2020-01-02

Branch Locations

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

55 Main St. Suite 370, Norwich, CT 06360 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Hightower Advisors Llc Chicago IL 02/2010 Present
Previous Registrations
Other Businesses

FC Dev 1, LLC; Investment Related - No; Norwich, CT; Start Date - 09/2025; Approximately 0 hours per month with 0 hours during securities trading hours; FC Dev 1, LLC is simply a subsidiary of FC Development, Corp. and will not have any functioning purpose beyond segregating businesses within FC Development, Corp. JULY 2011 - RADIO SHOW HOST, VOICEAMERICA, 4 HOURS PER MONTH DURING TRADING HOURS, 16 HOURS PER MONTH TOTAL. THE SHOW IS SECURITIES RELATED, AND WILL LIKELY RESULT IN NO NET COMPENSATION. JULY 2011 - COLUMNIST, DEBT FREE & WEALTHY, LOCATED IN WAYNE, IL, AT EBTFREEANDWEALTHY.COM. THE WEBSITE IS SECURITIES-RELATED GENERAL ADVICE. THE TIME COMMITTMENT IS TWO HOURS PER MONTH, NONE OF WHICH IS DURING TRADING HOURS. Farmers Cow Development Investment related. Board member and chairman of the board. Farmers Cow Development Corp. will be launched by the end of the month (approximately) & it will leverage the brand of Farmer's Cow (milk, eggs, ice cream, drinks) to begin franchising their existing store in Mansfield, CT. I have been networking with the owners of Farmer's Cow for some time and they want me involved in the new company. I will be offering strategic thought along with helping them put together a crowd-funding campaign to help fund their company to enable them to begin franchising their stores across the nation starting within 6 months. They will be hiring a CEO along with other management, so my role will simply be a strategic partner on the Board.Start date 01/21/2019. Time devoted 6 hours per month, 2 hours per month during securities trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-10-22
S63 Uniform Securities Agent State Law Examination 1994-11-04
  • S65 Uniform Investment Adviser Law Examination
    2009-10-22
  • S63 Uniform Securities Agent State Law Examination
    1994-11-04

View on SEC IAPD

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