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Middleton A Parker

Morgan Stanley

Atlanta, GA

CRD 2520435

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2009-06-01
TX RA APPROVED_RES 2009-06-01
  • GA RA
    APPROVED
    Since 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2009-06-01

Branch Locations

3280 Peachtree Road Northeast, Suite 2000 Pwm, Atlanta, GA 30305 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Atlanta GA 06/2009 Present
Morgan Stanley Private Bank, N.A. New York NY 01/2015 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney Llc
    Atlanta, GA
  • 01/2015 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
Previous Registrations
  • 2003-01-30 → 2009-06-01
    Morgan Stanley & Co. Llc
    Atlanta, GA
    Atlanta, GA
Other Businesses

1. PARKER PULLIAM LLC; ATLANTA, GA; INVESTMENT PARTNERSHIP; MANAGER; 03/2008 2. 3D PRINT HOLDINGS, LLC; ATLANTA, GA; MAKES 3D PRINTED PRODUCTS FOR THE CONSUMER MARKET (WITH AN INITIAL FOCUS ON COLLEGE SPORTS).01 HOUR AFTER BUSINESS; 0 DURING BUSINESS; 01/2014 * 413093 - University of Georgia Foundation Board of Trustees; Investment related No; Athens, GA; Private Foundation; Board Member (proprietor, partner, officer, director, employee, trustee, agent); July, 2021; During business hours: 1; After business hours: 1; Investment Decisions/Advice. *453822 - Marist School; Investment related - Yes; Atlanta, Georgia; Education; Investment Committee (proprietor, partner, officer, director, employee, trustee, agent);09/2021; During business hours: 1; After business hours: 0;Investment Decisions/Advice

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-11-18
S63 Uniform Securities Agent State Law Examination 2000-06-05
  • S65 Uniform Investment Adviser Law Examination
    2002-11-18
  • S63 Uniform Securities Agent State Law Examination
    2000-06-05
Other Names
  • Al Parker
  • Middleton Albert Parker
  • Middleton A Parker Jr.

View on SEC IAPD

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