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One Financial Way, Cincinnati, OH 45242 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WV | RA | APPROVED | 2018-08-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Brokers International Financial Services, Llc. | Weirton | WV | 03/2016 | 06/2018 |
| The On Equity Sales Company | Cincinnati | OH | 06/2018 | Present |
| Ohio National Financial Services | Cincinnati | OH | 05/2018 | Present |
1) Greek Catholic Union; investment related; 5400 Tuscarawas Road Beaver, PA 15009 ; Fixed Annuity; representative; 06/01/2017 - present; 8 hours/month (8 during security trading hours); sometimes sell fixed annuities at GCU when its appropriate with a portfolio.2) Smart Retirement Advisors; 3660 Pennsylvania Avenue, Weirton, WV 26062; Owner; 07/01/2018-present; 160 hours/month (160 during securities trading); fixed products.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-12-07 |
| S63 | Uniform Securities Agent State Law Examination | 1999-03-13 |
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