Christopher Harold Baker

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2026-06-05

Branch Locations

210 Jones St Ste. 104, Dubuque, IA 52001 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2026-06-05

Branch Locations

3390 Asbury Road , Dubuque, IA 52002 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Cetera Wealth Services Llc	El Segundo	CA	06/2026	Present
Cetera Investment Advisers Llc	Schaumburg	IL	06/2026	Present
Avantax Planning Partners	Dubuque	IA	06/2026	Present
Lpl Financial	Dallas	TX	04/2022	12/2025
Unemployed	Montgomery	AL	01/2022	03/2022
Selectquote Insurance Services	Overland Park	KS	05/2021	12/2021
First Data Independent Sales	Atlanta	GA	08/2013	05/2021
Northwestern Mutual Investment Services Llc	Addison	TX	12/2025	05/2026
Chris Collins	Addison	TX	12/2025	03/2026
Blue Book Basics, Llc	Addison	TX	03/2026	05/2026

2026-01-07 → 2026-05-12

Northwestern Mutual Investment Services, Llc

Addison, TX
2022-09-07 → 2025-12-09

Lpl Financial Llc

Dallas, TX
2013-04-01 → 2013-08-23

Ameriprise Financial Services, Llc

Vestavia, AL
2013-02-19 → 2013-03-25

Intl Advisory Consultants Inc.

Bhm, AL
2012-04-16 → 2012-06-27

Morgan Stanley

Birmingham, AL
2006-06-13 → 2012-04-17

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Birmingham, AL

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-05-11

Other Firms