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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-06-05
  • TX RA
    APPROVED
    Since 2026-06-05

Branch Locations

3200 Olympus Blvd Ste 100, Dallas, TX 75019 • United States

Avantax Planning Partners, Inc.

210 Jones St Ste. 104, Dubuque, IA 52001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-06-05
  • TX RA
    APPROVED
    Since 2026-06-05

Branch Locations

3390 Asbury Road , Dubuque, IA 52002 • United States

3200 Olympus Blvd Ste 100 , Dallas, TX 75019 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Wealth Services Llc El Segundo CA 06/2026 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2026 Present
Avantax Planning Partners Dubuque IA 06/2026 Present
Lpl Financial Dallas TX 04/2022 12/2025
Unemployed Montgomery AL 01/2022 03/2022
Selectquote Insurance Services Overland Park KS 05/2021 12/2021
First Data Independent Sales Atlanta GA 08/2013 05/2021
Northwestern Mutual Investment Services Llc Addison TX 12/2025 05/2026
Chris Collins Addison TX 12/2025 03/2026
Blue Book Basics, Llc Addison TX 03/2026 05/2026
  • 06/2026 → Present
    Cetera Wealth Services Llc
    El Segundo, CA
  • 06/2026 → Present
    Schaumburg, IL
  • 06/2026 → Present
    Avantax Planning Partners
    Dubuque, IA
  • 04/2022 → 12/2025
    Lpl Financial
    Dallas, TX
  • 01/2022 → 03/2022
    Unemployed
    Montgomery, AL
  • 05/2021 → 12/2021
    Selectquote Insurance Services
    Overland Park, KS
  • 08/2013 → 05/2021
    First Data Independent Sales
    Atlanta, GA
  • 12/2025 → 05/2026
    Addison, TX
  • 12/2025 → 03/2026
    Chris Collins
    Addison, TX
  • 03/2026 → 05/2026
    Blue Book Basics, Llc
    Addison, TX
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-05-11
  • S66 Uniform Combined State Law Examination
    2021-05-11
Designations
  • Certified Financial Planner
Other Names
  • Christopher H Baker
  • Christopher Harold Baker

View on SEC IAPD

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