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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
WV RA APPROVED 2025-01-08
VA RA APPROVED 2025-01-06
TX RA APPROVED 2012-10-17
NJ RA APPROVED 2012-02-01
  • WV RA
    APPROVED
    Since 2025-01-08
  • VA RA
    APPROVED
    Since 2025-01-06
  • TX RA
    APPROVED
    Since 2012-10-17
  • NJ RA
    APPROVED
    Since 2012-02-01

Branch Locations

500 Campus Dr, Florham Park, NJ 07932 • United States

3305 Oleander Dr, Wilmington, NC 28403 • United States

115 W Century Rd, Paramus, NJ 07652 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Us Trust Company Of New York New York NY 08/1992 Present
Ust Financial Services Corp. New York NY 06/1994 Present
Bank Of America N.A. Florham Park NJ 07/2007 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Florham Park NJ 10/2009 Present
  • 08/1992 → Present
    Us Trust Company Of New York
    New York, NY
  • 06/1994 → Present
    Ust Financial Services Corp.
    New York, NY
  • 07/2007 → Present
    Bank Of America N.A.
    Florham Park, NJ
  • 10/2009 → Present
    Florham Park, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-01-31
S63 Uniform Securities Agent State Law Examination 1994-10-13
  • S66 Uniform Combined State Law Examination
    2012-01-31
  • S63 Uniform Securities Agent State Law Examination
    1994-10-13
Other Names
  • Keith C Dolin

View on SEC IAPD

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