Best Investors Account Sign in
Inactive

John Bruning Carey

Griffin Asset Management, LLC

New York, NY

CRD 2519935

Claim This Profile
Employer firm

Griffin Asset Management, LLC CRD 104548

$1.05B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Griffin Asset Management, Llc

230 Park Avenue 4Th Floor, New York, NY 10169 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-07-22
  • NY RA
    APPROVED
    Since 2021-07-22

Branch Locations

230 Park Avenue 4Th Floor, New York, NY 10169 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lebenthal Asset Management, Llc New York NY 09/2009 08/2017
Griffin Asset Management New York NY 08/2017 Present
  • 09/2009 → 08/2017
    Lebenthal Asset Management, Llc
    New York, NY
  • 08/2017 → Present
    Griffin Asset Management
    New York, NY
Previous Registrations
  • 2010-05-17 → 2016-12-31
    Lebenthal Asset Management, Llc
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-05-14
S63 Uniform Securities Agent State Law Examination 1994-10-19
  • S65 Uniform Investment Adviser Law Examination
    2010-05-14
  • S63 Uniform Securities Agent State Law Examination
    1994-10-19

View on SEC IAPD

More in New York, NY

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor