Best Investors Account Sign in
Inactive

John Bruning Carey

Griffin Asset Management, LLC

New York, NY

Claim This Profile
Current Employers
Griffin Asset Management, Llc

230 Park Avenue 4Th Floor, New York, NY 10169 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-07-22
  • NY RA
    APPROVED
    Since 2021-07-22

Branch Locations

230 Park Avenue 4Th Floor, New York, NY 10169 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lebenthal Asset Management, Llc New York NY 09/2009 08/2017
Griffin Asset Management New York NY 08/2017 Present
  • 09/2009 → 08/2017
    Lebenthal Asset Management, Llc
    New York, NY
  • 08/2017 → Present
    Griffin Asset Management
    New York, NY
Previous Registrations
  • 2010-05-17 → 2016-12-31
    Lebenthal Asset Management, Llc
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-05-14
S63 Uniform Securities Agent State Law Examination 1994-10-19
  • S65 Uniform Investment Adviser Law Examination
    2010-05-14
  • S63 Uniform Securities Agent State Law Examination
    1994-10-19

View on SEC IAPD

More in New York, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor