Donald Phillip Casler

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2008 → Present
  Bank Of America, N.A.
  New York, NY
• 10/2009 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY

Previous Registrations

• 2008-07-31 → 2009-10-23
  Banc Of America Investment Services, Inc.
  New York, NY

Other Businesses

I*3858265, Entity Type: , Name of OBA: DUNBAR WOODS PROPERTY OWNERS' ASSOCIATION, INC., Address: Palm Beach Gardens, New York, 33418, Investment Related: N, Position, Title, Association: Director, Employee Start Date: 03/23/2026, No Hours: 1 Monthly, No Hours during Trading: 0 Monthly, Duties: My responsibilities will be to attend board meetings and provide input managing and maintaining the property. will not have any financial responsibilities. This is a homeowner association where my wife and I own a condo. I want to apply to join the seven member board.

Exams

• S66 Uniform Combined State Law Examination
  2008-07-30
• S63 Uniform Securities Agent State Law Examination
  1994-09-30