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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-08-11
FL RA APPROVED 2025-07-21
  • TX RA
    APPROVED_RES
    Since 2025-08-11
  • FL RA
    APPROVED
    Since 2025-07-21

Branch Locations

600 Brickell Avenue, Suite 1875, Miami, FL 33131 • United States

600 Brickell Avenue Suites 1875 And 2250, Miami, FL 33131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Oppenheimer & Co. Inc. Miami FL 10/2009 07/2025
Raymond James & Associates, Inc. Miami FL 07/2025 Present
Previous Registrations
Other Businesses

(1)Name of Business: Address: 848 Brickell Key Dr #2501, Miami, FL, 33131, United States Activity Type: Rental Real Estate Position/Title: Investment Related: Yes Start Date: 06/01/2019 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: (2)Name of Business: Mare Diafano LLC Address: 848 Brickell Key Dr #2501, Miami, FL, 33131, United States Activity Type: Rental Real Estate Position/Title: Investment Related: Yes Start Date: 05/01/2025 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: (3)Name of Business: The Counselor LLC Address: 848 Brickell Key Dr #2501, Miami, FL, 33131, United States Activity Type: Rental Real Estate Position/Title: Investment Related: Yes Start Date: 09/01/2008 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties:

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-06-06
S63 Uniform Securities Agent State Law Examination 1994-08-24
  • S65 Uniform Investment Adviser Law Examination
    2011-06-06
  • S63 Uniform Securities Agent State Law Examination
    1994-08-24
Other Names
  • Miguel Garcia
  • Juan Miguel Garcia Garralon
  • Juan Miguel Garcia
  • Juan Miguel Garcia

View on SEC IAPD

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