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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-11-26 |
| TX | RA | APPROVED_RES | 2022-11-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pnc Bank | Pittsburgh | PA | 10/2009 | 10/2020 |
| Pnc Investments | Pittsburgh | PA | 03/2012 | 10/2020 |
| Jpmorgan Chase Bank Na | Pittsburgh | PA | 10/2020 | Present |
| Jpmorgan Securities Llc | Pittsburgh | PA | 10/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-10-30 |
| S65 | Uniform Investment Adviser Law Examination | 1996-02-03 |
| S63 | Uniform Securities Agent State Law Examination | 1994-09-17 |
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