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Lisa Marie Roepke

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Atlanta, GA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-09-18
GA RA APPROVED 2007-03-09
SC RA APPROVED 1997-09-08
  • TX RA
    APPROVED_RES
    Since 2014-09-18
  • GA RA
    APPROVED
    Since 2007-03-09
  • SC RA
    APPROVED
    Since 1997-09-08

Branch Locations

300 Galleria Pkwy Se, Atlanta, GA 30339 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Columbia SC 01/1994 Present
Bank Of America,N.A. Atlanta GA 11/2009 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-07-31
S63 Uniform Securities Agent State Law Examination 1994-10-31
  • S65 Uniform Investment Adviser Law Examination
    1997-07-31
  • S63 Uniform Securities Agent State Law Examination
    1994-10-31
Other Names
  • Lisa M Frank
  • Lisa Marie Frank

View on SEC IAPD

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Other Offices

LIQUID STRATEGIES, LLC · ATLANTA, GA
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BISON WEALTH, LLC · ATLANTA, GA
BRIGHTER INVESTING, PB LLC · ATLANTA, GA
RBC CAPITAL MARKETS, LLC · Atlanta, GA
HB WEALTH · Atlanta, GA
AMERIPRISE FINANCIAL SERVICES, LLC · Atlanta, GA
NEWEDGE ADVISORS · Atlanta, GA

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