Maureen Patricia Damer

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2011-09-09
IN	RA	APPROVED	2003-07-01

TX RA
APPROVED_RES

Since 2011-09-09
IN RA
APPROVED

Since 2003-07-01

Branch Locations

8888 Keystone Crossing Ste 700, Indianapolis, IN 46240 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Indianapolis	IN	05/2009	11/2016
Wells Fargo Clearing Services, Llc	Indianapolis	IN	11/2016	Present

05/2009 → 11/2016

Wells Fargo Advisors Llc

Indianapolis, IN
11/2016 → Present

Wells Fargo Clearing Services, Llc

Indianapolis, IN

Previous Registrations

1998-12-10 → 2003-07-01

Prudential Equity Group, Llc

Indianapolis, IN

Other Businesses

SERVIER; NOT INVESTMENT RELATED; BOSTON,MA; CONSULTANT; START DATE 09/15/2019; NUMBER OF HOURS PER MONTH 1; NUMBER OF HOURS DURING TRADING 0; INTERVIEWING WITH SERVIER TO DISCUSS THE FAMILY'S [REDACTED] JOURNEY WITH THE ORGANIZATION.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1994-09-27
S63	Uniform Securities Agent State Law Examination	1994-09-15

S65 Uniform Investment Adviser Law Examination

1994-09-27
S63 Uniform Securities Agent State Law Examination

1994-09-15

Other Names

Maureen Patricia Toeppdamer
Maureen Patricia Toeppdamer
Maureen Patricia Damer
Maureen P Toepp-Damer

View on SEC IAPD