William A Slayne

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2011 → 04/2017
  First Republic Investment Management
  New York, NY
• 02/2014 → 04/2017
  First Republic Securities Company, Llc
  New York, NY
• 04/2017 → 01/2025
  First Republic Securities Company, Llc
  New York, NY
• 04/2017 → 01/2025
  First Republic Investment Management, Inc.
  New York, NY
• 09/2023 → 01/2025
  J.P. Morgan Securities Llc
  New York, NY
• 01/2025 → Present
  Rbc Capital Markets, Llc
  New York City, NY
• 02/2025 → Present
  City National Bank
  New York, NY

Previous Registrations

• 2014-04-02 → 2025-02-10
  J.P. Morgan Private Wealth Advisors Llc
  San Francisco, CA
  New York, NY
• 2023-09-06 → 2025-01-17
  J.P. Morgan Securities Llc
  New York, NY
  New York, NY
  Saddle River, NJ

Other Businesses

1) Saddle River Fire Dept, Saddle River NJ; Investment related: No; Nature of Business: Civic duty; Role: Volunteer fire fighter; Description of duties: fighting fire & mutual aid to surrounding towns; Start date: 7/1/2016; Number of hrs each month: Approx 15 hrs; Number of hrs during trading: 0.

Exams

• S66 Uniform Combined State Law Examination
  2014-03-27
• S63 Uniform Securities Agent State Law Examination
  1994-09-27

Other Names

• William Arthur Slayne