Micheal Masaaki Ono

Employer firm

Nwf Advisory Services Inc CRD 110410

$6.43B regulatory AUM 109 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2006 → 06/2023
  Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.)
  La Mirada, CA
• 05/2023 → Present
  Osaic Wealth, Inc.
  La Mirada, CA

Previous Registrations

• 2006-09-01 → 2023-07-05
  Lpl Financial Llc
  La Mirada, CA
  Fort Mill, SC
  Eastvale, CA
• 2006-02-23 → 2006-09-08
  Wamu Investments, Inc.
  La Mirada, CA
  La Mirada, CA

Other Businesses

1. 7/10/2017 - Edison Risk - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 06/01/2017 - 5 Hours Per Month/1 Hour During Securities Trading - Life insurance and fixed annuities. 2. ARTISANCAP DBA POSITION: Financial Professional NATURE: Artisancap is a DBA under/powered by NWF Advisory Group LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 07/24/2025 ADDRESS: 14752 Beach Blvd, Suite 133, La Mirada CA 90638, United States DESCRIPTION: I am a financial professional marketing myself under the DBA Artisancap 3. SOUTH HILLS COUNTRY CLUB POSITION: Director NATURE: Tax-exempt non-profit social and recreational club under tax code 501(c)(7) INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 04/30/2024 ADDRESS: 2655 S. Citrus St, West Covina CA 91791, United States DESCRIPTION: The board of directors is volunteer, governance focused, membership representative and strategic planning. 4. MICHEAL M. ONO, CFP INC. POSITION: President NATURE: This is a corporation set up to be able to pay taxes and bills. It is an S Corp INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 09/06/2006 ADDRESS: 818 Via Amadeo, San Dimas CA 91773, United States DESCRIPTION: This corporation is just set up to pay taxes and business expenses. 5. NWF ADVISORY SERVICES POSITION: Wealth Manager NATURE: Affiliated RIA, to do my advisory business INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 06/23/2023 ADDRESS: 14752 Beach Blvd suite 133, la mirada CA 90638, United States DESCRIPTION: I am affiliated with NWF Advisory to transact my advisory business

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-03-06
• S63 Uniform Securities Agent State Law Examination
  1994-08-19