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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2012-04-13 |
Branch Locations
1000 Louisiana St 7Th Fl [Tn/Td-Rbo], Houston, TX 77002 • United States
901 Gessner Rd, Houston, TX 77024 • United States
1304 Blalock Rd Ste D, Houston, TX 77055 • United States
825 Town And Country Ln Ste 300, Houston, TX 77024 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Houston | TX | 04/2012 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Houston | TX | 11/2016 | Present |
MAJI 4 LIFE INC.; NOT INVESTMENT RELATED; HOUSTON, TX; NON-PROFIT THAT ADDRESSES CLEAN DRINKING WATER & WATER EDUCATION IN KENYA; 67% OWNERSHIP WITH SPOUSE; START DATE = 11/10/12; 5 HOURS DEVOTED PER MONTH; NONE DURING TRADING HOURS; DUTIES INCLUDE COORDINATING LOCAL KENYAN EXPERTS IN RELATED FIELDS. 29-95 HOLDINGS, LLC; NOT INV. RELATED; HOUSTON,TX; 25% OWNERSHIP; START DATE 02/16/2023; NUMBER OF HOURS PER MONTH 0; NUMBER OF HOURS DURING TRADING 0; REAL ESTATE.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-01-14 |
| S63 | Uniform Securities Agent State Law Examination | 2005-11-02 |
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