Alfred Frank Cassinelli

Current Employers

Employment History

• 10/2013 → 06/2020
  Securities America, Inc.
  Stevensville, MD
• 10/2013 → 04/2018
  United Advisors, Llc
  Stevensville, MD
• 04/2018 → 06/2020
  Arbor Point Advisors
  Stevensville, MD
• 06/2020 → Present
  Lpl Financial Llc
  Stevensville, MD

Previous Registrations

• 2018-04-02 → 2020-06-01
  Arbor Point Advisors
  Stevensville, MD
• 2013-10-18 → 2018-04-13
  United Advisors
  Stevensville, MD
• 2003-01-10 → 2013-11-07
  Lpl Financial Llc
  Stevensville, MD
  Centreville, MD
• 1995-04-23 → 2003-01-23
  Ameriprise Financial Services, Llc
  Vienna, VA

Other Businesses

1)6/1/2020- Bad Alfreds Brewing Incorporated- Business Entity For Tax/Investment Purposes Only- Owner of a Winery and Vineyard- Non-Inv. Related- Chestertown, MD- start date 2/2017- 5hrs/mth 2)6/1/2020- CASSINELLI DISTILLING INC- Business Entity For Tax/Investment Purposes Only- owner of a distillery- Non-Inv. Related- Chestertown, MD- start date 11/3/2014- 10hrs/mth 3)6/1/2020- CASSINELLI & ASSOCIATES- DBA for LPL Business (entity for LPL business)- Inv. Related- Stevensville, MD- Start date: 1/10/2013 - 460hrs/mnth 8 hrs during Trading 4) 8/4/2021 - CASSINELLI WINERY & VINEYARDS, L.L.C. - Not Investment Related - 323 High Street, Chestertown Maryland 21620 - Business Entity For Tax/Investment Purposes Only - Started 12/05/2016 - 10 Hours Per Month/0 Hours During Securities Trading - Sold the winery and vineyard in April 2018. LLC is now only used for the LLC. This LLC is the actual owner of the distillery building known as 323 High Street. 5. 10/10/2025 - Chesapeake Investment Planning, LLC - DBA for LPL Business (entity for LPL business) - Inv rel - At reported business location(s) - Started 04/12/2024 - 40 Hours Per Month/8 Hours During Securities Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-02-27
• S63 Uniform Securities Agent State Law Examination
  1995-01-26