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7134 S.YAle Ave Ste 700, Tulsa, OK 74136 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2024-10-10 |
| CO | RA | APPROVED | 2019-11-12 |
| FL | RA | APPROVED | 2016-04-28 |
| TX | RA | APPROVED | 2016-04-18 |
| AR | RA | APPROVED | 2016-02-25 |
| OK | RA | APPROVED | 2016-02-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Tulsa | OK | 03/2002 | Present |
| Drawbridge Capital, Llc(Formerly:REgent Financial Services Inc) | Tulsa | OK | 06/2004 | Present |
1. 4/12/2002 - JACKSON NATIONAL+ FIRST COLONY - At Reported Business Location(s) - NON-VARIABLE INSURANCE DBA. 2. 11/5/2012 - No Business Name - Investment Related - Tulsa, OK 74136 - REAL ESTATE RENTAL - Time Spent 2% - DUPLEX IN TULSA, OK. 3. 7/30/2013 - JENKS COMMUNITY ED - Not Investment Related - OTHER-Teacher/Instructor - Time Spent 1% - TEACH THREE COMMUNITY EDUCATION CLASSES ON SOCIAL SECURITY PLANNING, MEDICARE PLANNING, AND RETIREMENT PLANNING. 4. 3/24/2015 - REGENT FINANCIAL SERVICES, INC. - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - Started 04/02/2002 - 40 Hours Per Month During Securities Trading. 5. 5/23/2017 - Drawbridge Capital, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 04/10/2017 - 80 Hours Per Month During Securities Trading - I provide investment advisory services through Drawbridge Capital, LLC, an independent investment advisor firm. I started this business activity in 04/2017. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6. 04/29/2023 - Regent Financial Services, Inc. - Investment Related - At Reported Business Location(s) - Insurance Agency - Start Date 03/15/2023 - 3 Hours Per Month/3 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-09-08 |
| S63 | Uniform Securities Agent State Law Examination | 1994-08-01 |
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