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Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-01
  • NY RA
    APPROVED
    Since 2021-06-01

Branch Locations

305 Madison Avenue, Morristown, NJ 07960 • United States

Forest Hills, NY • United States

56 Harrison Street, Suite 203, New Rochelle, NY 10801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc New York NY 05/2016 Present
Private Advisor Group, Llc New York NY 05/2016 Present
Previous Registrations
  • 2001-03-07 → 2008-10-15
    Chase Investment Services Corp.
    Rego Park, NY
    Rego Park, NY
Other Businesses

1. 12/14/2016 - Private Advisor Group, LLC - DBA: (Hybrid) Private Advisor Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Started 05/05/2016 - 160 Hours Per Month/40 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity on 12/14/16. I expect to spend approximately 160 hours/month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 2. 3/6/2019 - Kolba Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 04/01/2019 - 220 Hours Per Month/130 Hours During Securities Trading. 3. 3/7/2019 - Private Advisor Group - DBA: (Hybrid) Kolba Wealth Management Private Client Services - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date: 05/09/2016 - 220 Hours Per Month/130 Hours During Securities Trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity on 3/6/2019. I expect to spend approximately 220 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 3/7/2019 - Private Advisor Group - DBA: (Hybrid) Kolba Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date: 05/09/2016 - 220 Hours Per Month/130 Hours During Securities Trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity on 2/27/2019. I expect to spend approximately 220 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 6/11/2019 - Kolba Wealth Management - DBA: Kolba Wealth Management Private Client Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 04/01/2019 - 30 Hours Per Month/15 Hours During Securities Trading. 6. 6/11/2019 - Kolba Wealth Management - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 04/01/2019 - 30 Hours Per Month/10 Hours During Securities Trading - LTC, DI, Life, Fixed annuities. 7. 05/23/2024 - Private Advisor Group DBA FLYNN FINANCIAL PARTNERS, Ltd. LLC - Inv Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started: 5/13/2024 - 220 Hrs/Mo; 130 Hrs During Trading - I provide investment advisory services through Private Advisor Group, LLC an independent investment advisor firm. I started this business activity in 5/2024. I expect to spend approximately 220 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its service6s at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 8. 10/14/2024 - FLYNN FINANCIAL PARTNERS, Ltd. LLC - DBA for LPL Business (entity for LPL business) - Investment Related- At Reported Business Location(s) - Start Date 04/01/2019 - 30 Hours Per Month/ 15 Hours During Trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-07-02
S63 Uniform Securities Agent State Law Examination 1994-08-08
  • S65 Uniform Investment Adviser Law Examination
    1999-07-02
  • S63 Uniform Securities Agent State Law Examination
    1994-08-08
Designations
Other Names
  • Christopher Kolba

View on SEC IAPD

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