Best Investors Account Sign in

Eric A Schwartz

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Glen Rock, NJ

New York, NY

Claim This Profile
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2026-04-22
NY RA APPROVED 2021-04-19
TX RA APPROVED_RES 2001-01-30
  • NJ RA
    APPROVED
    Since 2026-04-22
  • NY RA
    APPROVED
    Since 2021-04-19
  • TX RA
    APPROVED_RES
    Since 2001-01-30

Branch Locations

Glen Rock, NJ • United States

225 Liberty St Pbig - New York, New York, NY 10281 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 01/2000 Present
Bank Of America, N.A. New York NY 06/2011 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-04-11
S63 Uniform Securities Agent State Law Examination 1995-11-02
  • S66 Uniform Combined State Law Examination
    2000-04-11
  • S63 Uniform Securities Agent State Law Examination
    1995-11-02
Other Names
  • Eric Andrew Schwartz

View on SEC IAPD

More in Glen Rock, NJ

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor