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Robert Scott Cummins

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Portsmouth, NH

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2011-02-03
TX RA APPROVED_RES 2008-02-11
ME RA APPROVED 2002-04-26
  • NH RA
    APPROVED
    Since 2011-02-03
  • TX RA
    APPROVED_RES
    Since 2008-02-11
  • ME RA
    APPROVED
    Since 2002-04-26

Branch Locations

100 Market St, Portsmouth, NH 03801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Portsmouth NH 03/1998 Present
Bank Of America, Na Portsmouth NH 12/2009 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-10-07
S63 Uniform Securities Agent State Law Examination 1994-09-23
  • S65 Uniform Investment Adviser Law Examination
    1994-10-07
  • S63 Uniform Securities Agent State Law Examination
    1994-09-23
Other Names
  • Bob Cummins
  • Robert Cummins

View on SEC IAPD

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Other Offices

CHARTER OAK CAPITAL MANAGEMENT · PORTSMOUTH, NH
NVEST FINANCIAL, LLC · PORTSMOUTH, NH
DAVID WENDELL ASSOCIATES, INC. · PORTSMOUTH, NH
KWM FINANCIAL LLC · PORSTMOUTH, NH
GOLDEN FINANCIAL SERVICES · PORTSMOUTH, NH
ESTATE PLANNERS OF NEW ENGLAND, LLC · PORTSMOUTH, NH
PISCATAQUA RESEARCH INC. · PORTSMOUTH, NH
PATRIOT ADVISORY GROUP · PORTSMOUTH, NH

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