James Luke Copley

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2026-02-25
NC	RA	APPROVED	2003-06-09

TX RA
APPROVED_RES

Since 2026-02-25
NC RA
APPROVED

Since 2003-06-09

Branch Locations

350 Cranberry St, Newland, NC 28657 • United States

958 Blowing Rock Rd, Boone, NC 28607 • United States

550 S Tryon St 44Th Fl [N3-Rbo], Charlotte, NC 28202 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Boone	NC	05/2009	11/2016
Wells Fargo Clearing Services, Llc	Boone	NC	11/2016	Present

05/2009 → 11/2016

Wells Fargo Advisors Llc

Boone, NC
11/2016 → Present

Wells Fargo Clearing Services, Llc

Boone, NC

Previous Registrations

2001-12-31 → 2003-04-16

Ubs Financial Services Inc.

Winston-Salem, NC

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2001-10-12
S65	Uniform Investment Adviser Law Examination	1994-11-22
S63	Uniform Securities Agent State Law Examination	1994-11-08

S66 Uniform Combined State Law Examination

2001-10-12
S65 Uniform Investment Adviser Law Examination

1994-11-22
S63 Uniform Securities Agent State Law Examination

1994-11-08

Other Names

James L Copley
Luke Copley

View on SEC IAPD