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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2004-04-07 |
| TX | RA | APPROVED_RES | 1999-01-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Athens | GA | 07/1994 | Present |
| Bank Of America,N.A. | Athens | GA | 06/2011 | Present |
I*2798273 Entity Type: N/A Name of OBA: Rental Property 1 Address: athens, Georgia, 30606 Investment Related: No Position, Title, Association: Sole owner Employee Start Date: 10/01/2025 Number of Hours: 1, Yearly Number of Hours during trading: 0, Yearly Duties: N/A
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-12-06 |
| S63 | Uniform Securities Agent State Law Examination | 1994-11-18 |
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