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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2012-10-18
MO RA APPROVED 2001-04-17
  • TX RA
    APPROVED_RES
    Since 2012-10-18
  • MO RA
    APPROVED
    Since 2001-04-17

Branch Locations

1101 Club Village Dr, Columbia, MO 65203 • United States

Columbia, MO • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Kansas City MO 07/1994 Present
Bank Of America,Na Columbia MO 12/2009 Present
Other Businesses

I*135125 Entity Type: For-Profit Organization Name of outside business organization: RED-KPA. LLC Investment related: No Address of business: Columbia, Missouri 65203 Position, title, association: Limited Partner, Start date of relationship: 12/9/2020 Number of hours devoted: 2 hrs Annually Number of hours devoted during trading hours: 0 Duties: This is a 2 member LLC that was created for the sole purpose of chartering a aircraft several times a year. The aircraft will be used for family travel and recreational trips within the United States. I*3061266 Entity Type: Fiduciary role Name of OBA: J. G C. TOD BENEFICIARIES ON FILE = J.G.C. TOD BENEFICIARIES ON FILE Address: Blue Springs Missouri Investment Related: No Position, Title, Association: Power of Attorney Start Date: 10/23/2025 No Hours: 0 No Hours during trading: 0 Duties: Power of Attorney for Parents I*3061267 Entity Type: Fiduciary role Name of OBA:MLPF& S CUST FPO J. G C. IRA FBO J. G C. = MLPF& S CUST FPO J.G.C. IRA FBO J.G.C. Address: Blue Springs Missouri Investment Related: No Position, Title, Association: Power of Attorney Start Date:10/23/2025 No Hours: 0 No Hours during trading: 0 Duties: Power of Attorney for Parents I*3061268 Entity Type: Fiduciary role Name of OBA: R. F. DCSD IRA FBO J. G C. = R.F. DCSD IRA FBO J.G.C. Address: Blue Springs Missouri Investment Related: No Position, Title, Association: Power of Attorney Start Date:10/23/2025 No Hours: 0 No Hours during trading:0 Duties: Power of Attorney for Parents I*3063265 Entity Type: Fiduciary role Name of OBA: D. J C. IRRA FBO D. J C. = D.J.C. IRRA FBO D.J.C. Address: Blue Springs Missouri Investment Related: No Position, Title, Association: Power of Attorney Start Date:10/23/2025 No Hours: 0 No Hours during trading: 0 Duties: Power of Attorney for Parents I*4747282 Entity Type: Fiduciary role Name of OBA: J. L. Irrevocable Trust Address: Columbia, Missouri, 65203 Investment Related: No Position, Title, Association: Trustee Employee Start Date: 12/01/2026 Number of Hours: 10, Yearly Number of Hours during trading: 1, Yearly Duties: Trustee/Niece, Nephew

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1994-10-06
S65 Uniform Investment Adviser Law Examination 1994-10-06
  • S63 Uniform Securities Agent State Law Examination
    1994-10-06
  • S65 Uniform Investment Adviser Law Examination
    1994-10-06
Other Names
  • Michael Flanagan

View on SEC IAPD

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